Why this industry is high risk
Compliance playbook for financial services teams focused on event logging and audit trails.
Annexora aligns financial services ai act compliance with EU AI Act obligations and gives stakeholders the evidence they need for audit readiness.
Methodology: Annex III category mapping plus high-risk obligation checklists. Not legal advice.
Obligations we map
Auto-generated obligations aligned to Annex III.
- Risk management system: Continuous risk identification, evaluation, and mitigation.
- Data governance & quality: Training and validation data quality and bias controls.
- Logging & traceability: Event logging and traceability for auditability.
- Technical documentation: Maintain detailed system and model documentation.
- Information for deployers: Provide clear instructions, limits, and performance data.
Evidence you will need
Capture these artifacts to support audit readiness.
- credit model validation reports
- fairness audits across cohorts
- customer decision logs
Outcomes you get
- Traceable decisions and model events for financial services teams.
- Obligations mapped with owners in Risk, Compliance, Product.
- Audit packs ready for notified body review.
Common audit gaps
- Gaps in risk management system evidence.
- Gaps in data governance & quality evidence.
- Gaps in logging & traceability evidence.
FAQ
Why does financial services fall under Annex III?
AI systems impacting lending, risk scoring, and access to essential services.
What evidence matters most for logging & traceability?
Prioritize credit model validation reports, fairness audits across cohorts, customer decision logs and map them to obligations.
How fast can we be audit-ready?
Most teams can build an audit-ready baseline in weeks with a centralized evidence vault.
Related industry playbooks
Related Annex III playbooks
Models that determine access to credit, insurance, or essential services.
More industries
Country-specific playbooks
Explore readiness guides tailored to country requirements.
Ready for an audit pack?
Book a readiness review and map your evidence gaps in days.